43 éléments avec cette étiquette.

  • manager of alternative investment funds

    EnglishFrançaisa manager of alternative investment funds as defined in Article 4(1), point (b), of Directive 2011/61/EUun gestionnaire de fonds d’investissement alternatifs au sens de l’article 4, paragraphe 1, point b), de la directive 2011/61/UEArt.

  • digital operational resilience

    EnglishFrançaisthe ability of a financial entity to build, assure and review its operational integrity and reliability by ensuring, either directly or indirectly through the use of services provided by ICT third-party service providers, the full range of ICT-related capabilities needed to address t...

  • account information service provider

    EnglishFrançaisan account information service provider as referred to in Article 33(1) of Directive (EU) 2015/2366un prestataire de services d’information sur les comptes visé à l’article 33, paragraphe 1, de la directive (UE) 2015/2366Art.

  • joint committee

    EnglishFrançaisthe committee referred to in Article 54 of Regulations (EU) No 1093/2010, (EU) No 1094/2010 and (EU) No 1095/2010le comité visé à l’article 54 des règlements (UE) no 1093/2010, (UE) no 1094/2010 et (UE) no 1095/2010 Art.

  • lead overseer

    EnglishFrançaisthe European Supervisory Authority appointed in accordance with Article 31(1), point (b) of this Regulationl’autorité européenne de surveillance désignée conformément à l’article 31, paragraphe 1, point b), du présent règlement Art.

  • securitisation repository

    EnglishFrançaisa securitisation repository as defined in Article 2, point (23), of Regulation (EU) 2017/2402un référentiel des titrisations au sens de l’article 2, point 23), du règlement (UE) 2017/2402 Art.

  • crowdfunding service provider

    EnglishFrançaisa crowdfunding service provider as defined in Article 2(1), point (e), of Regulation (EU) 2020/1503un prestataire de services de financement participatif au sens de l’article 2, paragraphe 1, point e), du règlement (UE) 2020/1503 Art.

  • administrator of critical benchmarks

    EnglishFrançaisan administrator of critical benchmarks as defined in Article 3(1), point (25), of Regulation (EU) 2016/1011un administrateur d’indices de référence d’importance critique au sens de l’article 3, paragraphe 1, point 25), du règlement (UE) 2016/1011Art.

  • issuer of asset-referenced tokens

    EnglishFrançaisan issuer of asset-referenced tokens as defined in the relevant provision of the Regulation on markets in crypto-assetsun émetteur de jetons se référant à un ou des actifs au sens de la disposition pertinente du règlement sur les marchés de crypto-actifs Art.

  • crypto-asset service provider

    EnglishFrançaisa crypto-asset service provider as defined in the relevant provision of the Regulation on markets in crypto-assetsun prestataire de services sur crypto-actifs au sens de la disposition pertinente du règlement sur les marchés de crypto-actifs Art.

  • credit rating agency

    EnglishFrançaisa credit rating agency as defined in Article 3(1), point (b), of Regulation (EC) No 1060/2009une agence de notation de crédit au sens de l’article 3, paragraphe 1, point b), du règlement (CE) no 1060/2009 Art.

  • small institution for occupational retirement provision

    EnglishFrançaisan institution for occupational retirement provision which operates pension schemes which together have less than 100 members in totalune institution de retraite professionnelle qui gère des régimes de retraite qui, ensemble, comptent moins de cent affiliés au total Art.

  • institution for occupational retirement provision

    EnglishFrançaisan institution for occupational retirement provision as defined in Article 6, point (1), of Directive (EU) 2016/2341une institution de retraite professionnelle au sens de l’article 6, point 1), de la directive (UE) 2016/2341 Art.

  • reinsurance intermediary

    EnglishFrançaisa reinsurance intermediary as defined in Article 2(1), point (5), of Directive (EU) 2016/97un intermédiaire de réassurance au sens de l’article 2, paragraphe 1, point 5), de la directive (UE) 2016/97 Art.

  • ancillary insurance intermediary

    EnglishFrançaisan ancillary insurance intermediary as defined in Article 2(1), point (4), of Directive (EU) 2016/97un intermédiaire d’assurance à titre accessoire au sens de l’article 2, paragraphe 1, point 4), de la directive (UE) 2016/97 Art.

  • insurance intermediary

    EnglishFrançaisan insurance intermediary as defined in Article 2(1), point (3), of Directive (EU) 2016/97un intermédiaire d’assurance au sens de l’article 2, paragraphe 1, point 3), de la directive (UE) 2016/97 Art.

  • reinsurance undertaking

    EnglishFrançaisa reinsurance undertaking as defined in Article 13, point (4), of Directive 2009/138/ECune entreprise de réassurance au sens de l’article 13, point 4), de la directive 2009/138/CE Art.

  • insurance undertaking

    EnglishFrançaisan insurance undertaking as defined in Article 13, point (1), of Directive 2009/138/ECune entreprise d’assurance au sens de l’article 13, point 1), de la directive 2009/138/CE Art.

  • data reporting service provider

    EnglishFrançaisa data reporting service provider within the meaning of Regulation (EU) No 600/2014, as referred to in Article 2(1), points (34) to (36) thereofun prestataire de services de communication de données au sens du règlement (UE) no 600/2014, tel que visé à l’article 2, paragraphe 1, poin...

  • management company

    EnglishFrançaisa management company as defined in Article 2(1), point (b), of Directive 2009/65/ECune société de gestion au sens de l’article 2, paragraphe 1, point b), de la directive 2009/65/CE Art.

  • trading venue

    EnglishFrançaisa trading venue as defined in Article 4(1), point (24), of Directive 2014/65/EUune plate-forme de négociation au sens de l’article 4, paragraphe 1, point 24), de la directive 2014/65/UE Art.

  • central securities depository

    EnglishFrançaisa central securities depository as defined in Article 2(1), point (1), of Regulation (EU) No 909/2014un dépositaire central de titres au sens de l’article 2, paragraphe 1, point 1), du règlement (UE) no 909/2014 Art.

  • trade repository

    EnglishFrançaisa trade repository as defined in Article 2, point (2), of Regulation (EU) No 648/2012un référentiel central au sens de l’article 2, point 2), du règlement (UE) no 648/2012 Art.

  • central counterparty

    EnglishFrançaisa central counterparty as defined in Article 2, point (1), of Regulation (EU) No 648/2012une contrepartie centrale au sens de l’article 2, point 1), du règlement (UE) no 648/2012 Art.

  • electronic money institution exempted pursuant to Directive 2009-110-EC

    EnglishFrançaisan electronic money institution benefitting from a waiver as referred to in Article 9(1) of Directive 2009/110/ECun établissement de monnaie électronique bénéficiant d’une exemption visé à l’article 9, paragraphe 1, de la directive 2009/110/CE Art.

  • electronic money institution

    EnglishFrançaisan electronic money institution as defined in Article 2, point (1), of Directive 2009/110/ECun établissement de monnaie électronique au sens de l’article 2, point 1), de la directive 2009/110/CE Art.

  • payment institution exempted pursuant to Directive 2015-2366

    EnglishFrançaisa payment institution exempted pursuant to Article 32(1) of Directive (EU) 2015/2366un établissement de paiement bénéficiant d’une exemption au titre de l’article 32, paragraphe 1, de la directive (UE) 2015/2366 Art.

  • payment institution

    EnglishFrançaisa payment institution as defined in Article 4, point (4), of Directive (EU) 2015/2366un établissement de paiement au sens de l’article 4, point 4), de la directive (UE) 2015/2366 Art.

  • small and non-interconnected investment firm

    EnglishFrançaisan investment firm that meets the conditions laid out in Article 12(1) of Regulation (EU) 2019/2033une entreprise d’investissement qui répond aux conditions énoncées à l’article 12, paragraphe 1, du règlement (UE) 2019/2033 Art.

  • investment firm

    EnglishFrançaisan investment firm as defined in Article 4(1), point (1), of Directive 2014/65/EUune entreprise d’investissement au sens de l’article 4, paragraphe 1, point 1), de la directive 2014/65/UE Art.

  • institution exempted pursuant to Directive 2013-36-EU

    EnglishFrançaisan entity as referred to in Article 2(5), points (4) to (23), of Directive 2013/36/EUune entité visée à l’article 2, paragraphe 5, points 4) à 23), de la directive 2013/36/UE Art.

  • credit institution

    EnglishFrançaisa credit institution as defined in Article 4(1), point (1), of Regulation (EU) No 575/2013un établissement de crédit au sens de l’article 4, paragraphe 1, point 1), du règlement (UE) no 575/2013 Art.

  • management body

    EnglishFrançaisa management body as defined in Article 4(1), point (36), of Directive 2014/65/EU, Article 3(1), point (7), of Directive 2013/36/EU, Article 2(1), point (s), of Directive 2009/65/EC, Article 2(1), point (45), of Regulation (EU) No 909/2014, Article 3(1), point (20), of Regulation (EU...

  • ICT concentration risk

    EnglishFrançaisan exposure to individual or multiple related critical ICT third-party service providers creating a degree of dependency on such providers so that the unavailability, failure or other type of shortfall of such provider may potentially endanger the ability of a financial entity to del...

  • ICT subcontractor established in a third country

    EnglishFrançaisan ICT subcontractor that is a legal person established in a third-country and that has entered into a contractual arrangement either with an ICT third-party service provider, or with an ICT third-party service provider established in a third countryun sous-traitant de TIC qui est un...

  • parent undertaking

    EnglishFrançaisa parent undertaking within the meaning of Article 2, point (9), and Article 22 of Directive 2013/34/EUune entreprise mère au sens de l’article 2, point 9), et de l’article 22 de la directive 2013/34/UE Art.

  • group

    EnglishFrançaisa group as defined in Article 2, point (11), of Directive 2013/34/EUun groupe au sens de l’article 2, point 11), de la directive 2013/34/UE Art.

  • subsidiary

    EnglishFrançaisa subsidiary undertaking within the meaning of Article 2, point (10), and Article 22 of Directive 2013/34/EUune entreprise filiale au sens de l’article 2, point 10), et de l’article 22 de la directive 2013/34/UE Art.

  • ICT third-party service provider established in a third country

    EnglishFrançaisan ICT third-party service provider that is a legal person established in a third-country and that has entered into a contractual arrangement with a financial entity for the provision of ICT servicesun prestataire tiers de services TIC qui est une personne morale établie dans un pays...

  • critical ICT third-party service provider

    EnglishFrançaisan ICT third-party service provider designated as critical in accordance with Article 31un prestataire tiers de services TIC désigné comme étant critique conformément à l’article 31 Art.

  • critical or important function

    EnglishFrançaisa function, the disruption of which would materially impair the financial performance of a financial entity, or the soundness or continuity of its services and activities, or the discontinued, defective or failed performance of that function would materially impair the continuing com...

  • Top 10 operational impacts of the EU AI Act – Regulatory implementation and application alongside EU digital strategy

    Launched in 2015, the EU’s Digital Single Market Strategy aimed to foster the digital harmonization between the EU member states and contribute to economic growth, boosting jobs, competition, investment and innovation in the EU.

  • DORA

    Go to Regulation Summary of Regulation (EU) 2022/2554 on digital operational resilience for the Financial Sector (DORA) Key Themes and Associated Articles ICT Risk Management Framework Articles Covered: Articles 5-15, Article 16 (Simplified ICT Risk Management Framework) Undertakings: Develop and ma...